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Financial Services Operations Manager Cover Letter

Sample Cover letter for Financial Services Operations Manager

In totality cover letter is all about mentioning your skills in a convincing manner which can allow reader to judge your ability to hold the Financial Services Operations Manager. Along with your skills you also need to mention the reference as well the position you are applying for.

(Write your name and address)

Maria Wells
3270 Cherry Tree Drive
Phone: 904-281-5677

(Write Employer’s name and address)

Franklin Gibson
Consolidated Edison Inc.
2063 Henery Street

Date: 12-11-2010

Dear Ms.Gibson,

(In first paragraph, include the information like why you are writing, position you are applying for and source of the job listing)

I’m writing to express my interest in the Financial Services Operations Manager for your office at Jacksonville advertised on . My unique combination of creative abilities, and work experience makes me an ideal person to work at this position.

(In second paragraph, include the summary of your work experience.)

My work experience includes:

  • Managed the Compliance Staff and worked in tandem with the Firm´s Registration Manager to ensure that all regulatory filings were completed by the stated deadlines.
  • Daily review of all employee correspondence, including, but not limited to, email and instant messaging review, utilizing the FACETIME IM Auditor program and the SECCAS Web Review program.
  • Acted as the Firm´s liaison with the third-party vendors to ensure that email and instant messaging review, retention, and processing was compliant with all FINRA, NYSE, and SEC rules and regulations.
  • Represented the Firm as liaison with FINRA, SEC, and NYSE/ARCA surveillance, Market Regulation, and Enforcement teams on issue resolution, regulatory inquiries, and regulatory audits.
  • Amended and updated the Firm´s Written Supervisory Manuals, as well as the Policies and Procedural Manuals to maintain compliance with any applicable regulatory changes.

(In third paragraph, thanks the employer and include the information about how you follow up)

There are many things to learn in life and it would be my pleasure to work with reputed name like your company. I am expecting the arrangement of meeting as soon as possible to carry out discussion related to work.

Yours Sincerely
(Maria Wells)


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